Apriem Retirement Plan Services provides investment-related services to employer–based retirement plans such as a 401(k) or 403(b), as a fiduciary within the meaning of Section 3(21) of ERISA.
How We Can Serve You
For Plan Sponsors, we assist in a co-fiduciary capacity providing customized investment advice and education.
Flip over to see how we help Plan Participants.
Customized Investment AdviceBased on criteria that have been established by the plan sponsor, we assist in the selection and monitoring of investment options using a combination of technical and top-down analysis.
Plan Participant Enrollment Meetings:
We conduct enrollment meetings explaining the benefits of Plan participation, investment objectives of Plan, and investment options.
Co-Fiduciary AdvisorUnder ERISA section 3(21), we assist in a fiduciary capacity in giving the Plan advice for a fee. The Plan Sponsor still exercises fiduciary discretion and functions as a prudent investment expert by approving funds menu along with the correlative liability of that role.
Plan Participant Foundational Financial Plan:
Pursuant to a mutual agreement with the Plan, we provide Foundational Financial Planning with Plan Participants.
Plan Sponsor EducationOn a regular basis pursuant to a mutual agreement with the Plan, we provide investment advice that will serve as a primary basis for investment decisions with respect to plan assets and will be individualized based on the particular needs of a plan.
Plan Participant Financial Education:
Pursuant to a mutual agreement with the Plan, we provide general financial and investment information to Plan Participants.
How to Get Started
Watch a playback of our webinar on 7 Simple Truths Every Plan Sponsor Should Know.